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Michael Taylor
Michael John Taylor
CRD#: 6601814
IA
B
UBS FINANCIAL SERVICES INC.CRD#: 8174 1285 Avenue of the Americas
38th Floor
New York, NY 10019
38th Floor
New York, NY 10019
0
Disclosures
9
Years of Experience
View By:
State Registrations
B
Alabama 8/29/2024
B
New Jersey 2/22/2017
B
Alaska 9/2/2022
IA
New Jersey 2/22/2017
B
Arizona 9/2/2022
B
New York 2/22/2017
B
California 2/22/2017
IA
New York 10/26/2021
B
Colorado 2/22/2017
B
North Carolina 2/22/2017
B
Connecticut 2/22/2017
B
Ohio 2/22/2017
B
Delaware 1/10/2025
B
Oregon 2/22/2017
B
District of Columbia 2/22/2017
B
Pennsylvania 2/22/2017
B
Florida 2/22/2017
B
Rhode Island 1/10/2025
B
Georgia 2/22/2017
B
South Carolina 4/26/2022
B
Illinois 2/22/2017
B
South Dakota 9/2/2022
B
Kansas 5/29/2024
B
Tennessee 9/2/2022
B
Maine 6/26/2024
B
Texas 9/16/2020
B
Maryland 2/22/2017
IA
Texas 10/17/2022
B
Massachusetts 2/22/2017
B
Vermont 9/2/2022
B
Minnesota 8/27/2019
B
Virginia 9/2/2022
B
Missouri 2/22/2017
B
Washington 4/2/2021
B
Nevada 2/22/2017
SRO Registrations
B
B
B
B
B
B
B
B
B
B
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IA
Registered with this firm since 2/22/2017
B
Registered with this firm since 2/22/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/13/2016 - 03/03/2017 | NEW YORK, NY | |
B | 02/22/2016 - 03/03/2017 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.