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Juan Chavez Jr
JOHN CHAVEZ, JOHNNY CHAVEZ, JUAN CHAVEZ JR, Juan Chavez
CRD#: 6599943
IA
Investment Adviser
B
Broker
TLWM FINANCIALCRD#: 158305 40 Ne Loop 410
Suite 644
San Antonio, TX 78216
LPL FINANCIAL LLCCRD#: 6413 40 NE LOOP 410 STE 644
SAN ANTONIO, TX 78216
Registration History
201620172018201920202021202220232024202520262 FIRMS2016 - 2017 (<1 year)2 FIRMS2019 - 2021 (2 years)2 FIRMS2021 - 2024 (2 years)2 FIRMS2024 - Present (<1 year)BUSAA FINANCIAL ADVISORS, INC. (CRD# 129035)2017 - 2019 (2 years)IAUSAA INVESTMENT MANAGEMENT COMPANY (CRD# 5475)2018 - 2019 (1 year)IAUSAA FINANCIAL PLANNING SERVICES (CRD# 106352)2017 - 2018 (<1 year)
License(s)

State Registrations

B
Texas 6/10/2024

IA
Texas 6/11/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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TLWM FINANCIAL (CRD#:158305)
40 Ne Loop 410 Suite 644, San Antonio, TX 78216
Registered with this firm since 6/11/2024

B
LPL FINANCIAL LLC (CRD#:6413)
40 NE LOOP 410 STE 644, SAN ANTONIO, TX 78216
Registered with this firm since 6/10/2024

Previous Registration(s)
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IA
11/01/2021 - 06/07/2024 CHARLES SCHWAB & CO., INC. (CRD#:5393) Converse, TX
B
11/01/2021 - 06/07/2024 CHARLES SCHWAB & CO., INC. (CRD#:5393) San Antonio, TX
IA
08/20/2019 - 10/26/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN ANTONIO, TX
B
08/20/2019 - 10/26/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN ANTONIO, TX
IA
01/08/2018 - 08/05/2019 USAA INVESTMENT MANAGEMENT COMPANY (CRD#:5475) SAN ANTONIO, TX
B
02/09/2017 - 08/05/2019 USAA FINANCIAL ADVISORS, INC. (CRD#:129035) SAN ANTONIO, TX
IA
02/09/2017 - 01/08/2018 USAA FINANCIAL PLANNING SERVICES (CRD#:106352) SAN ANTONIO, TX
IA
09/19/2016 - 01/31/2017 J.P. MORGAN SECURITIES LLC (CRD#:79) SAN ANTONIO, TX
B
04/29/2016 - 01/31/2017 J.P. MORGAN SECURITIES LLC (CRD#:79) SAN ANTONIO, TX
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.