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Jesus Vega Rojas
Jesus V Rojas, Jesus Vega
CRD#: 6599616
IA
Investment Adviser
B
Broker
PNC INVESTMENTSCRD#: 129052 6360 W. HIGGINS RD.
CHICAGO, IL 60630
Registration History
201620172018201920202021202220232024202520262 FIRMS2017 - 2018 (1 year)2 FIRMS2018 - 2020 (1 year)2 FIRMS2020 - 2022 (1 year)2 FIRMS2022 - Present (3 years)BAXA ADVISORS, LLC (CRD# 6627)2016 - 2017 (<1 year)BEDWARD JONES (CRD# 250)2016 - 2016 (<1 year)IAAXA ADVISORS, LLC (CRD# 6627)2017 - 2017 (<1 year)
License(s)

State Registrations

B
California 8/29/2022

B
Massachusetts 9/23/2024

B
Florida 8/22/2023

B
Michigan 8/12/2024

B
Illinois 2/25/2022

B
Texas 1/9/2023

IA
Illinois 2/25/2022

B
Wisconsin 3/19/2024

B
Indiana 3/22/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PNC INVESTMENTS (CRD#:129052)
6360 W. HIGGINS RD., CHICAGO, IL 60630
3820 WEST BELMONT AVENUE, CHICAGO, IL 60618
Registered with this firm since 2/25/2022

B
PNC INVESTMENTS (CRD#:129052)
6360 W. HIGGINS RD., CHICAGO, IL 60630
3820 WEST BELMONT AVENUE, CHICAGO, IL 60618
Registered with this firm since 2/25/2022

Previous Registration(s)
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IA
09/17/2020 - 02/28/2022 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) Vernon Hills, IL
B
09/17/2020 - 02/28/2022 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) Vernon Hills, IL
IA
10/30/2018 - 03/20/2020 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NORTHBROOK, IL
B
10/30/2018 - 03/20/2020 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NORTHBROOK, IL
IA
06/08/2017 - 11/14/2018 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) WINNETKA, IL
B
06/08/2017 - 11/14/2018 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) WINNETKA, IL
IA
01/23/2017 - 06/12/2017 AXA ADVISORS, LLC (CRD#:6627) OAK BROOK, IL
B
09/06/2016 - 06/12/2017 AXA ADVISORS, LLC (CRD#:6627) OAK BROOK, IL
B
04/11/2016 - 07/20/2016 EDWARD JONES (CRD#:250) ST. LOUIS, MO
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.