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Chelsea M Fox
CHELSEA MARIA FOX, Chelsea Fox
CRD#: 6598983
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 2100 ROSS AVE
DALLAS, TX 75201
Registration History
AprJulOct2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2022 - 2023 (<1 year)2 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
Alabama 3/23/2023

B
Nebraska 9/16/2024

B
Alaska 10/17/2024

B
Nevada 3/23/2023

B
Arizona 3/23/2023

B
New Hampshire 10/17/2024

B
Arkansas 6/18/2024

B
New Jersey 9/5/2024

B
California 3/23/2023

B
New Mexico 9/5/2024

B
Colorado 3/23/2023

B
New York 3/23/2023

B
Connecticut 10/17/2024

B
North Carolina 3/23/2023

B
Florida 3/23/2023

B
Ohio 9/6/2024

B
Georgia 3/23/2023

B
Oklahoma 9/5/2024

B
Idaho 3/23/2023

B
Oregon 3/23/2023

B
Illinois 9/16/2024

B
Pennsylvania 3/23/2023

B
Indiana 3/23/2023

B
Puerto Rico 9/5/2024

B
Iowa 3/23/2023

B
Rhode Island 10/17/2024

B
Kansas 3/23/2023

B
South Carolina 9/5/2024

B
Kentucky 9/5/2024

B
South Dakota 9/5/2024

B
Louisiana 3/23/2023

B
Tennessee 9/16/2024

B
Maine 10/17/2024

B
Texas 3/22/2023

B
Maryland 6/18/2024

IA
Texas 3/22/2023

B
Massachusetts 10/17/2024

B
Utah 3/23/2023

B
Michigan 9/5/2024

B
Vermont 3/23/2023

B
Minnesota 9/5/2024

B
Virginia 3/23/2023

B
Mississippi 3/23/2023

B
Washington 9/5/2024

B
Missouri 10/17/2024

B
Wisconsin 3/23/2023

B
Montana 3/23/2023

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2100 ROSS AVE, DALLAS, TX 75201
Registered with this firm since 3/22/2023

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2100 ROSS AVE, DALLAS, TX 75201
Registered with this firm since 3/22/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/26/2022 - 02/13/2023 UBS FINANCIAL SERVICES INC. (CRD#:8174) DALLAS, TX
B
03/31/2022 - 02/13/2023 UBS FINANCIAL SERVICES INC. (CRD#:8174) DALLAS, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.