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Katrina V Stanton
Katie V Stanton
CRD#: 6598386
IA
B
WILLIAM BLAIR & COMPANY L.L.C.CRD#: 1252 6 LANDMARK SQUARE
LANDMARK SQUARE CENTER
STAMFORD, CT 06901-2792
LANDMARK SQUARE CENTER
STAMFORD, CT 06901-2792
0
Disclosures
9
Years of Experience
View By:
State Registrations
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California 9/24/2021
B
Nevada 9/24/2021
B
Colorado 5/23/2022
B
New Jersey 9/24/2021
B
Connecticut 9/24/2021
B
New York 9/24/2021
IA
Connecticut 9/24/2021
B
North Carolina 11/17/2023
B
Delaware 12/5/2022
B
Ohio 9/24/2021
B
District of Columbia 9/24/2021
B
South Carolina 9/23/2024
B
Florida 9/24/2021
B
Tennessee 1/17/2023
B
Illinois 9/24/2021
B
Utah 6/28/2024
B
Maryland 12/17/2021
B
Virginia 9/24/2021
B
Massachusetts 9/24/2021
SRO Registrations
B
B
B
B
B
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B
Registered with this firm since 9/24/2021
IA
Registered with this firm since 9/24/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/08/2016 - 10/26/2021 | WILTON, CT | |
B | 04/01/2016 - 10/26/2021 | WILTON, CT |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.