Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
TRACY JOHN HURST
TJ HURST
CRD#: 6597566
IA
Investment Adviser
B
Broker
STATE FARM INVESTMENT MANAGEMENT CORP.CRD#: 3487 Corbin, KY
STATE FARM VP MANAGEMENT CORP.CRD#: 43036 Corbin, KY
Registration History
20162017201820192020202120222023202420252026IASTATE FARM INVESTMENT MANAGEME... (CRD# 3487)2022 - Present (2 years)BSTATE FARM VP MANAGEMENT CORP. (CRD# 43036)2020 - Present (5 years)IA23 WEALTH LLC (CRD# 294048)2018 - 2018 (<1 year)IAC & J WEALTH ADVISORS (CRD# 133293)2016 - 2016 (<1 year)
License(s)

State Registrations

B
Kentucky 3/16/2020
IA
Virginia 11/16/2022
IA
Kentucky 11/14/2022
B
West Virginia 8/10/2020
B
Tennessee 1/4/2022
IA
West Virginia 2/2/2023
B
Virginia 8/10/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STATE FARM INVESTMENT MANAGEMENT CORP. (CRD#:3487)
Corbin, KY
Registered with this firm since 11/14/2022
B
STATE FARM VP MANAGEMENT CORP. (CRD#:43036)
Corbin, KY
Registered with this firm since 3/16/2020
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 09/17/2018 - 11/02/2018 23 WEALTH LLC (CRD#:294048) HAROLD, KY
IA
 01/05/2016 - 05/03/2016 C & J WEALTH ADVISORS (CRD#:133293) OAK RIDGE, TN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.