David Mathers - Investment Adviser at VALMARK ADVISERS, INC.

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Detailed ReportReport

David Mathers

DAVE MATHERS, DAVID JAMES MATHERS, DAVID MATHERS, David J Mathers

CRD#: 6597555

Investment Adviser

Broker

VALMARK ADVISERS, INC.CRD#: 108050

W137 N6164 Weyer Farm Court
Menomonee Falls, WI 53051

VALMARK SECURITIES, INC.CRD#: 31243

Menomonee Falls, WI

Disclosures

Disclosures

0 Disclosures

Registration History

License(s)

State Registrations

Arkansas 7/11/2023

Wisconsin 3/20/2023

Illinois 8/26/2024

Wisconsin 4/4/2023

SRO Registrations

FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.

Current Registration(s)

VALMARK ADVISERS, INC. (CRD#:108050)

W137 N6164 Weyer Farm Court, Menomonee Falls, WI 53051

Registered with this firm since 3/20/2023

VALMARK SECURITIES, INC. (CRD#:31243)

Menomonee Falls, WI

Registered with this firm since 2/11/2023

Previous Registration(s)

th hidden text	th hidden text	Name	Location
IA	08/05/2019 - 04/06/2021	ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158)	MILWAUKEE, WI
B	08/02/2019 - 04/06/2021	ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158)	MILWAUKEE, WI
IA	07/08/2016 - 03/25/2019	MP & H FINANCIAL GROUP, LLC (CRD#:147664)	LIBERTYVILLE, IL

ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158)

MILWAUKEE, WI

08/05/2019 - 04/06/2021

ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158)

MILWAUKEE, WI

08/02/2019 - 04/06/2021

MP & H FINANCIAL GROUP, LLC (CRD#:147664)

LIBERTYVILLE, IL

07/08/2016 - 03/25/2019

For additional information about investment advisers or broker-dealers, please visit

www.investor.gov

Broker

A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.

Investment Adviser

An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.

Disclosures

Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.