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Detailed Report
Carlos Anthony Escobar
Tony Escobar
CRD#: 6597261
IA
Investment Adviser
B
Broker
THRIVENT INVESTMENT MANAGEMENT INC.CRD#: 18387 120 W Jefferson St
Morton, IL 61550
Registration History
201620172018201920202021202220232024202520262 FIRMS2016 - Present (8 years)
License(s)

State Registrations

B
California 3/16/2020
B
New York 5/28/2020
B
Colorado 10/3/2016
B
Ohio 1/16/2019
B
Florida 8/27/2020
B
Oklahoma 5/7/2021
B
Georgia 3/11/2019
IA
Oklahoma 5/7/2021
B
Illinois 4/5/2016
B
Tennessee 11/20/2023
IA
Illinois 4/5/2016
B
Texas 6/12/2019
B
Indiana 10/3/2016
IA
Texas 6/12/2019
B
Iowa 1/21/2021
B
Washington 11/26/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387)
120 W Jefferson St, Morton, IL 61550
Registered with this firm since 4/5/2016
B
THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387)
120 W Jefferson St, Morton, IL 61550
Registered with this firm since 4/4/2016
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.