Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
JOHN ELSON
CRD#: 6595654
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 850 Morrison Drive
Suite 800
Charleston, SC 29403
Registration History
201620172018201920202021202220232024202520262 FIRMS2016 - 2017 (1 year)2 FIRMS2017 - 2023 (5 years)2 FIRMS2023 - Present (2 years)
License(s)

State Registrations

B
Alabama 2/1/2023
B
New Jersey 2/1/2023
B
Arizona 2/1/2023
B
New York 2/1/2023
B
California 2/1/2023
B
North Carolina 2/1/2023
B
Colorado 2/1/2023
B
Ohio 2/2/2023
B
Connecticut 2/1/2023
B
Oregon 2/1/2023
B
Delaware 2/1/2023
B
Pennsylvania 2/1/2023
B
District of Columbia 2/1/2023
B
Rhode Island 2/1/2023
B
Florida 2/1/2023
B
South Carolina 1/24/2023
B
Georgia 2/1/2023
IA
South Carolina 2/7/2023
B
Illinois 2/1/2023
B
Tennessee 2/1/2023
B
Indiana 2/1/2023
B
Texas 2/1/2023
B
Iowa 2/1/2023
IA
Texas 2/3/2023
B
Kentucky 2/1/2023
B
Utah 2/1/2023
B
Louisiana 2/1/2023
B
Vermont 2/1/2023
B
Maryland 2/1/2023
B
Virginia 2/1/2023
B
Massachusetts 2/1/2023
B
Washington 2/1/2023
B
Michigan 2/1/2023
B
West Virginia 2/1/2023
B
Minnesota 2/1/2023
B
Wisconsin 2/1/2023
B
Missouri 2/1/2023
B
Wyoming 6/4/2024
B
New Hampshire 12/5/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
850 Morrison Drive Suite 800, Charleston, SC 29403
Registered with this firm since 2/3/2023
B
MORGAN STANLEY (CRD#:149777)
850 Morrison Drive Suite 800, Charleston, SC 29403
Registered with this firm since 1/24/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/27/2017 - 01/25/2023 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) NEW YORK, NY
B
 06/27/2017 - 01/25/2023 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) NEW YORK, NY
IA
 02/23/2016 - 05/30/2017 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
B
 01/26/2016 - 05/30/2017 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.