Individual Firm
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XIUHONG DU
NANCY DU
CRD#: 6595426
IA
B
PARK AVENUE SECURITIES LLCCRD#: 46173 900 ASHWOOD PARKWAY
SUITE 400
ATLANTA, GA 30338
SUITE 400
ATLANTA, GA 30338
0
Disclosures
8
Years of Experience
View By:
State Registrations
B
Alabama 7/29/2020
IA
Massachusetts 3/31/2022
IA
Alabama 7/29/2020
B
Mississippi 3/5/2024
B
California 2/10/2021
IA
Mississippi 3/5/2024
IA
California 2/10/2021
B
Ohio 2/25/2025
B
Florida 11/19/2021
IA
Ohio 2/26/2025
IA
Florida 11/22/2021
B
South Carolina 1/6/2025
B
Georgia 2/7/2017
IA
South Carolina 1/6/2025
IA
Georgia 2/7/2017
B
Texas 1/14/2021
B
Indiana 1/6/2022
IA
Texas 1/14/2021
IA
Indiana 1/6/2022
B
Washington 4/8/2022
B
Massachusetts 3/7/2022
IA
Washington 4/8/2022
SRO Registrations
B
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IA
Registered with this firm since 2/7/2017
B
Registered with this firm since 2/7/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/15/2016 - 08/11/2016 | Johns Creek, GA | |
B | 04/21/2016 - 08/11/2016 | Johns Creek, GA |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.