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RICHARD FOSTER ROGERS
CRD#: 6592008
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 DENVER, CO
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 MENIFEE, CA
Registration History
20162017201820192020202120222023202420252026IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2021 - Present (3 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2016 - Present (9 years)
License(s)

State Registrations

B
California 2/25/2022

IA
Nevada 3/21/2022

IA
California 2/28/2022

B
Texas 11/11/2021

B
Massachusetts 11/11/2021

IA
Texas 12/3/2021

B
Nevada 2/25/2022

B
Utah 11/11/2021

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
DENVER, CO
Registered with this firm since 12/3/2021

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
MENIFEE, CA
Registered with this firm since 1/15/2016

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.