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Detailed Report
SARA M MUSGRAVE
Sara Musgrave
CRD#: 6591892
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 8215 Greenway Blvd Ste 200
Middleton, WI 53562
Registration History
20172018201920202021202220232024202520262 FIRMS2017 - 2019 (2 years)2 FIRMS2019 - 2022 (2 years)2 FIRMS2022 - Present (3 years)
License(s)

State Registrations

B
Arizona 1/11/2022
B
New Hampshire 1/11/2022
B
California 1/11/2022
B
New Jersey 1/11/2022
B
Colorado 1/11/2022
B
New York 1/11/2022
B
Florida 1/11/2022
B
Ohio 1/11/2022
B
Illinois 1/11/2022
B
Oregon 12/21/2022
B
Indiana 1/3/2023
B
Pennsylvania 6/21/2023
B
Iowa 1/11/2022
B
Tennessee 1/11/2022
B
Kansas 8/31/2023
B
Texas 1/11/2022
B
Kentucky 1/11/2022
IA
Texas 2/28/2025
B
Louisiana 3/13/2024
B
Utah 6/21/2023
B
Maine 6/21/2023
B
Virginia 1/11/2022
B
Maryland 1/11/2022
B
Washington 6/21/2023
B
Massachusetts 2/15/2024
B
Wisconsin 1/11/2022
B
Michigan 1/11/2022
IA
Wisconsin 1/11/2022
B
Minnesota 1/11/2022
B
Wyoming 6/21/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
8215 Greenway Blvd Ste 200, Middleton, WI 53562
Baraboo, WI
Registered with this firm since 1/11/2022
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
8215 Greenway Blvd Ste 200, Middleton, WI 53562
Baraboo, WI
Registered with this firm since 1/11/2022
Previous Registration(s)
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IA
 09/10/2019 - 01/04/2022 MORGAN STANLEY (CRD#:149777) MADISON, WI
B
 09/10/2019 - 01/04/2022 MORGAN STANLEY (CRD#:149777) MADISON, WI
IA
 12/21/2017 - 08/21/2019 BMO HARRIS FINANCIAL ADVISORS, INC (CRD#:137115) MONONA, WI
B
 05/11/2017 - 08/21/2019 BMO HARRIS FINANCIAL ADVISORS, INC. (CRD#:137115) MONONA, WI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.