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Detailed Report
CAROLINA MEDINA
CRD#: 6591189
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 20807 Biscayne Boulevard
5Th&6Th Floor
Aventura, FL 33180
Registration History
201620172018201920202021202220232024202520262 FIRMS2016 - Present (8 years)
Disclosure(s)
View By:
5/27/2020
Customer Dispute
Settled
License(s)

State Registrations

B
California 4/27/2017
B
New York 4/27/2017
B
Delaware 4/6/2022
B
Puerto Rico 3/1/2024
B
District of Columbia 6/20/2024
B
South Dakota 11/9/2023
B
Florida 2/12/2016
B
Texas 1/7/2021
IA
Florida 4/13/2016
IA
Texas 1/13/2021
B
Maryland 9/26/2024
B
Washington 6/20/2016
B
Missouri 12/2/2022
B
Wyoming 5/30/2023
B
Nevada 3/1/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
20807 Biscayne Boulevard 5Th&6Th Floor, Aventura, FL 33180
Registered with this firm since 4/13/2016
B
MORGAN STANLEY (CRD#:149777)
20807 Biscayne Boulevard 5Th&6Th Floor, Aventura, FL 33180
Registered with this firm since 2/4/2016
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.