Individual Firm
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PABLO CASAL PEREIRA
PABLO CASAL PEREIRA
CRD#: 6590156
IA
B
MORGAN STANLEYCRD#: 149777 201 East Pine Street 11Th Floor
Orlando, FL 32801
Orlando, FL 32801
0
Disclosures
8
Years of Experience
View By:
State Registrations
B
California 11/12/2021
B
Maryland 11/12/2021
B
Colorado 7/22/2022
B
Minnesota 11/12/2021
B
Delaware 3/9/2022
B
New Jersey 11/12/2021
B
Florida 11/12/2021
B
New York 11/12/2021
IA
Florida 11/15/2021
B
Wyoming 8/16/2022
B
Maine 8/18/2022
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 11/15/2021
B
Registered with this firm since 11/12/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/23/2018 - 12/09/2021 | Miami, FL | |
B | 11/22/2016 - 12/09/2021 | Miami, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.