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Stephen Alan Finn
Stephen Finn, Steve Finn
CRD#: 6589910
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 400 ROBERT ST N
STE 800
ST PAUL, MN 55101
CETERA ADVISOR NETWORKS LLCCRD#: 13572 Minneapolis, MN
Registration History
201620172018201920202021202220232024202520262 FIRMS2023 - Present (1 year)BSECURIAN FINANCIAL SERVICES, INC. (CRD# 15296)2018 - 2023 (4 years)BCRI SECURITIES, LLC (CRD# 22589)2018 - 2021 (2 years)BGRADIENT SECURITIES, LLC (CRD# 127701)2016 - 2018 (2 years)IASECURIAN FINANCIAL SERVICES, INC. (CRD# 15296)2020 - 2023 (3 years)IACRI SECURITIES, LLC (CRD# 22589)2020 - 2021 (1 year)
License(s)

State Registrations

B
Minnesota 8/10/2023

IA
Minnesota 8/10/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
Minneapolis, MN
Registered with this firm since 8/10/2023

IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
400 ROBERT ST N STE 800, ST PAUL, MN 55101
Registered with this firm since 8/10/2023

Previous Registration(s)
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02/06/2020 - 08/10/2023 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) ST PAUL, MN
B
12/07/2018 - 08/10/2023 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) ST PAUL, MN
IA
02/07/2020 - 11/08/2021 CRI SECURITIES, LLC (CRD#:22589) Portsmouth, RI
B
12/07/2018 - 11/08/2021 CRI SECURITIES, LLC (CRD#:22589) ST PAUL, MN
B
01/19/2016 - 11/21/2018 GRADIENT SECURITIES, LLC (CRD#:127701) ARDEN HILLS, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.