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Detailed Report
John Graham Switzer
CRD#: 6589723
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 4969 US Highway 42
Suite 1200
Louisville, KY 40222
Registration History
201620172018201920202021202220232024202520262 FIRMS2016 - Present (8 years)
License(s)

State Registrations

B
California 10/13/2016
B
New York 12/19/2016
B
Delaware 2/16/2024
B
North Carolina 10/1/2018
B
Florida 10/12/2016
B
Ohio 11/2/2016
B
Georgia 1/6/2020
B
Pennsylvania 9/14/2023
B
Illinois 11/1/2016
B
South Carolina 7/9/2019
B
Indiana 10/13/2016
B
Tennessee 10/13/2016
B
Kentucky 4/7/2016
B
Texas 11/1/2016
IA
Kentucky 4/7/2016
IA
Texas 2/20/2020
B
Maryland 10/24/2023
B
Virginia 11/1/2016
B
Michigan 10/13/2016
B
Wisconsin 10/4/2018
B
Nevada 11/1/2016

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
4969 US Highway 42 Suite 1200, Louisville, KY 40222
Registered with this firm since 4/7/2016
B
MORGAN STANLEY (CRD#:149777)
4969 US Highway 42 Suite 1200, Louisville, KY 40222
Registered with this firm since 2/5/2016
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.