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Ja-Rashande Graham Smith
Ja-Rashande Smith
CRD#: 6588405
IA
B
MML INVESTORS SERVICES, LLCCRD#: 10409 300 CORPORATE PKWY
SUITE 216N
AMHERST, NY 14226
SUITE 216N
AMHERST, NY 14226
0
Disclosures
6
Years of Experience
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State Registrations
B
California 2/2/2022
B
New York 1/3/2022
B
District of Columbia 2/25/2022
IA
New York 1/27/2022
B
Massachusetts 2/2/2022
B
Ohio 8/26/2024
B
New Jersey 3/13/2023
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 1/27/2022
B
Registered with this firm since 1/3/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/06/2021 - 10/01/2021 | Orchard Park, NY | |
B | 09/08/2020 - 10/01/2021 | Orchard Park, NY | |
B | 11/13/2017 - 03/10/2020 | WALTHAM, MA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.