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Nathaniel Joseph Blaine
Nate Blaine
CRD#: 6587744
IA
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 330 N HIGGINS AVE
MISSOULA, MT 59802
MISSOULA, MT 59802
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9/10/2008
Criminal
Final Disposition
State Registrations
B
Arizona 6/7/2021
IA
Montana 6/8/2021
B
California 6/7/2021
B
Nevada 6/7/2021
B
Colorado 10/27/2021
B
New Jersey 10/12/2022
B
Florida 6/7/2021
B
Oregon 6/7/2021
B
Georgia 10/29/2021
B
Pennsylvania 6/7/2021
B
Hawaii 6/7/2021
B
Texas 6/7/2021
B
Idaho 6/7/2021
IA
Texas 6/7/2021
B
Minnesota 10/29/2021
B
Washington 6/7/2021
B
Montana 6/8/2021
SRO Registrations
B
B
B
B
B
B
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IA
Registered with this firm since 6/7/2021
B
Registered with this firm since 6/7/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/15/2019 - 06/09/2021 | HAMILTON, MT | |
B | 03/05/2019 - 06/08/2021 | HAMILTON, MT |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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