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Detailed Report
STEFEN T. BLOUNT
Stefen T Blount, Stefen Blount
CRD#: 6587651
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 10490 LITTLE PATUXENT PKWY STE 500
[M2-RBO]
COLUMBIA, MD 21044
Registration History
201620172018201920202021202220232024202520262 FIRMS2016 - 2019 (3 years)2 FIRMS2021 - 2024 (3 years)2 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

B
Colorado 8/1/2024
IA
Maryland 8/1/2024
B
Delaware 3/31/2025
B
Virginia 3/4/2025
B
Maryland 8/1/2024

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
10490 LITTLE PATUXENT PKWY STE 500 [M2-RBO], COLUMBIA, MD 21044
Registered with this firm since 8/1/2024
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
10490 LITTLE PATUXENT PKWY STE 500 [M2-RBO], COLUMBIA, MD 21044
Registered with this firm since 8/1/2024
Previous Registration(s)
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IA
 07/17/2021 - 08/02/2024 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BEL AIR, MD
B
 06/23/2021 - 08/02/2024 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BEL AIR, MD
IA
 01/29/2016 - 02/14/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) HUNT VALLEY, MD
B
 01/06/2016 - 02/14/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) HUNT VALLEY, MD
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.