Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Meagan E Belford
Meagan E McCormack, Meagan Elizabeth McCormack
CRD#: 6585210
IA
Investment Adviser
B
Broker
RBC CAPITAL MARKETS, LLCCRD#: 31194 1801 13TH STREET
SUITE 310
BOULDER, CO 80302-5342
Registration History
201620172018201920202021202220232024202520262 FIRMS2016 - 2024 (8 years)2 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

B
Alaska 8/23/2024
B
Montana 8/23/2024
B
Arizona 8/23/2024
B
Nebraska 8/23/2024
B
Arkansas 8/23/2024
B
Nevada 8/23/2024
B
California 8/23/2024
B
New Hampshire 8/23/2024
B
Colorado 8/23/2024
B
New Jersey 8/23/2024
IA
Colorado 8/23/2024
B
New Mexico 8/23/2024
B
Connecticut 8/23/2024
B
New York 8/23/2024
B
Delaware 8/23/2024
B
North Carolina 8/23/2024
B
District of Columbia 8/23/2024
B
Ohio 8/23/2024
B
Florida 8/23/2024
B
Oklahoma 8/23/2024
B
Georgia 8/23/2024
B
Oregon 8/23/2024
B
Hawaii 8/23/2024
B
Pennsylvania 8/23/2024
B
Idaho 8/23/2024
B
Puerto Rico 8/23/2024
B
Illinois 8/23/2024
B
Rhode Island 8/23/2024
B
Indiana 8/23/2024
B
South Carolina 8/23/2024
B
Iowa 8/23/2024
B
Tennessee 8/23/2024
B
Kansas 8/23/2024
B
Texas 8/23/2024
B
Kentucky 8/23/2024
IA
Texas 8/23/2024
B
Louisiana 8/23/2024
B
Utah 8/23/2024
B
Maine 8/23/2024
B
Vermont 8/23/2024
B
Maryland 8/23/2024
B
Virginia 8/23/2024
B
Massachusetts 8/23/2024
B
Washington 8/23/2024
B
Michigan 8/23/2024
B
West Virginia 8/23/2024
B
Minnesota 8/23/2024
B
Wisconsin 8/23/2024
B
Missouri 8/23/2024
B
Wyoming 8/23/2024

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX PEARL, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RBC CAPITAL MARKETS, LLC (CRD#:31194)
1801 13TH STREET SUITE 310, BOULDER, CO 80302-5342
BOULDER, CO
Registered with this firm since 8/23/2024
B
RBC CAPITAL MARKETS, LLC (CRD#:31194)
1801 13TH STREET SUITE 310, BOULDER, CO 80302-5342
BOULDER, CO
Registered with this firm since 8/23/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 09/20/2016 - 08/27/2024 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BOULDER, CO
B
 03/14/2016 - 08/27/2024 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BOULDER, CO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.