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David Stephan
DAVID CHRISTIAN STEPHAN
CRD#: 6583855
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 4120 CHICAGO DR SW
STE 4
GRANDVILLE, MI 49418
CETERA ADVISOR NETWORKS LLCCRD#: 13572 4120 CHICAGO DR SW
STE 4
GRANDVILLE, MI 49418
Registration History
20162017201820192020202120222023202420252026IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2020 - Present (4 years)BAVANTAX INVESTMENT SERVICES, INC. (CRD# 13686)2016 - 2020 (4 years)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2021 - 2023 (2 years)IASUMMIT FINANCIAL GROUP INC (CRD# 109485)2020 - 2021 (1 year)IAAVANTAX ADVISORY SERVICES (CRD# 104556)2018 - 2020 (1 year)
Disclosure(s)
View By:
7/29/2019
Financial
Final
License(s)

State Registrations

B
Alabama 4/9/2024

B
Maryland 4/1/2022

B
Alaska 8/16/2024

B
Michigan 5/8/2020

B
Arizona 8/19/2021

IA
Michigan 6/29/2023

B
Arkansas 4/15/2024

B
Nebraska 8/16/2024

B
Colorado 3/5/2024

B
Oklahoma 2/24/2025

B
Florida 4/27/2022

B
Pennsylvania 3/31/2022

B
Georgia 4/30/2020

B
Tennessee 9/29/2023

B
Idaho 4/1/2022

B
Texas 2/24/2025

B
Indiana 5/11/2020

IA
Texas 2/24/2025

B
Kansas 10/20/2023

B
Washington 4/22/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
4120 CHICAGO DR SW STE 4, GRANDVILLE, MI 49418
Registered with this firm since 6/29/2023

B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
4120 CHICAGO DR SW STE 4, GRANDVILLE, MI 49418
Registered with this firm since 4/29/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/23/2021 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) EL SEGUNDO, CA
IA
05/21/2020 - 05/20/2021 SUMMIT FINANCIAL GROUP INC (CRD#:109485) GRANDVILLE, MI
IA
08/24/2018 - 04/30/2020 AVANTAX ADVISORY SERVICES (CRD#:104556) Grand Rapids, MI
B
02/23/2016 - 04/30/2020 AVANTAX INVESTMENT SERVICES, INC. (CRD#:13686) Grand Rapids, MI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.