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Detailed Report
WILLIAM TYLER PRAUSE
WILLIAM PRAUSE, Tyler Prause
CRD#: 6583784
IA
Investment Adviser
B
Broker
STEPHENSCRD#: 3496 111 CENTER ST
LITTLE ROCK, AR 72201
Registration History
201620172018201920202021202220232024202520262 FIRMS2016 - 2017 (1 year)2 FIRMS2017 - 2021 (3 years)2 FIRMS2021 - Present (3 years)
License(s)

State Registrations

B
Arkansas 5/19/2021
IA
Texas 5/19/2021
IA
Arkansas 5/19/2021

SRO Registrations

B
 FINRA
B
 Investors' Exchange LLC
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STEPHENS (CRD#:3496)
111 CENTER ST, LITTLE ROCK, AR 72201
Registered with this firm since 5/19/2021
B
STEPHENS (CRD#:3496)
111 CENTER STREET, LITTLE ROCK, AR 72201-3507
Registered with this firm since 5/19/2021
Previous Registration(s)
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IA
 08/04/2017 - 03/01/2021 NATIONAL ASSET MANAGEMENT, INC. (CRD#:115927) LITTLE, AR
B
 08/02/2017 - 03/01/2021 NATIONAL SECURITIES CORPORATION (CRD#:7569) LITTLE ROCK, AR
IA
 06/07/2016 - 08/03/2017 WFG ADVISORS, LP (CRD#:125073) Little Rock, AR
B
 03/31/2016 - 08/03/2017 WFG INVESTMENTS, INC. (CRD#:22704) LITTLE ROCK, AR
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.