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Detailed Report
Sara Nicole Rogozan-Deal
Sara Nicole Rogozan
CRD#: 6582478
IA
Investment Adviser
B
Broker
CITIZENS SECURITIES, INC.CRD#: 39550 44815 5 MILE RD.
5 MILE/SHELDON / MS: MIB761
PLYMOUTH, MI 48170
Registration History
201620172018201920202021202220232024202520262 FIRMS2016 - Present (8 years)
License(s)

State Registrations

B
Michigan 3/2/2016
B
Texas 1/8/2025
IA
Michigan 7/1/2016
IA
Texas 1/8/2025

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CITIZENS SECURITIES, INC. (CRD#:39550)
44815 5 MILE RD. 5 MILE/SHELDON / MS: MIB761, PLYMOUTH, MI 48170
3365 Washtenaw Ave, Suite L MS: MIB756, Ann Arbor, MI 48104
Registered with this firm since 6/30/2016
B
CITIZENS SECURITIES, INC. (CRD#:39550)
44815 5 MILE RD. 5 MILE/SHELDON / MS: MIB761, PLYMOUTH, MI 48170
3365 Washtenaw Ave, Suite L MS: MIB756, Ann Arbor, MI 48104
Registered with this firm since 1/22/2016
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.