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WALTER BROWN
CRD#: 6582140
IA
Investment Adviser
B
Broker
CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 CITI PRIVATE BANK
227 WEST MONROE, SUITE 200
CHICAGO, IL 60606
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2018 - 2023 (5 years)3 FIRMS2023 - Present (1 year)BSECURIAN FINANCIAL SERVICES, INC. (CRD# 15296)2015 - 2017 (2 years)IASECURIAN FINANCIAL SERVICES, INC. (CRD# 15296)2016 - 2017 (1 year)IAALERA INVESTMENT ADVISORS, LLC (CRD# 287906)2017 - 2017 (<1 year)
License(s)

State Registrations

B
Alabama 9/11/2023

B
Montana 9/11/2023

B
Alaska 9/11/2023

B
Nebraska 9/11/2023

B
Arizona 9/11/2023

B
Nevada 9/11/2023

B
Arkansas 9/11/2023

B
New Hampshire 9/11/2023

B
California 9/11/2023

B
New Jersey 9/11/2023

B
Colorado 9/11/2023

B
New Mexico 9/11/2023

B
Connecticut 9/11/2023

B
New York 9/11/2023

B
Delaware 9/11/2023

B
North Carolina 9/11/2023

B
District of Columbia 9/11/2023

B
North Dakota 9/11/2023

B
Florida 9/11/2023

B
Ohio 9/11/2023

B
Georgia 9/11/2023

B
Oklahoma 9/11/2023

B
Hawaii 9/11/2023

B
Oregon 9/11/2023

B
Idaho 9/11/2023

B
Pennsylvania 9/11/2023

B
Illinois 9/11/2023

B
Puerto Rico 9/11/2023

IA
Illinois 9/12/2023

B
Rhode Island 9/11/2023

B
Indiana 9/11/2023

B
South Carolina 9/11/2023

B
Iowa 9/11/2023

B
South Dakota 9/11/2023

B
Kansas 9/11/2023

B
Tennessee 9/11/2023

B
Kentucky 9/11/2023

B
Texas 9/11/2023

B
Louisiana 9/11/2023

B
Utah 9/11/2023

B
Maine 9/11/2023

B
Vermont 9/11/2023

B
Maryland 9/11/2023

B
Virgin Islands 9/11/2023

B
Massachusetts 9/11/2023

B
Virginia 9/11/2023

B
Michigan 9/11/2023

B
Washington 9/11/2023

B
Minnesota 9/11/2023

B
West Virginia 9/11/2023

B
Mississippi 9/11/2023

B
Wisconsin 9/11/2023

B
Missouri 9/11/2023

B
Wyoming 9/11/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
CITI PRIVATE BANK 227 WEST MONROE, SUITE 200, CHICAGO, IL 60606
Libertyville, IL
Registered with this firm since 9/12/2023

B
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
CITI PRIVATE BANK 227 WEST MONROE, SUITE 200, CHICAGO, IL 60606
Libertyville, IL
Registered with this firm since 9/11/2023

B
CITI PRIVATE ALTERNATIVES, LLC (CRD#:153777)
CITI PRIVATE BANK 227 West Monroe, Suite 200, Chicago, IL 60606
Libertyville, IL
Registered with this firm since 9/11/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/03/2018 - 08/10/2023 ALERA INVESTMENT ADVISORS, LLC (CRD#:287906) DEERFIELD, IL
B
01/02/2018 - 08/10/2023 TRIAD ADVISORS LLC (CRD#:25803) Deerfield, IL
IA
02/15/2016 - 12/31/2017 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) Deerfield, IL
B
12/23/2015 - 12/31/2017 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) Deerfield, IL
IA
11/06/2017 - 11/07/2017 ALERA INVESTMENT ADVISORS, LLC (CRD#:287906) DEERFIELD, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.