Individual Firm
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MICHAEL DYKES
MICHAEL CARTER DYKES
CRD#: 6581176
IA
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ALLEGHENY FINANCIAL GROUP LTDCRD#: 104690 STONE QUARRY CROSSING
811 CAMP HORNE ROAD, SUITE 100
PITTSBURGH, PA 15237
811 CAMP HORNE ROAD, SUITE 100
PITTSBURGH, PA 15237
0
Disclosures
7
Years of Experience
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State Registrations
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Pennsylvania 1/2/2025
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Registered with this firm since 1/2/2025
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/23/2019 - 12/31/2024 | Rankin, PA | |
B | 01/22/2019 - 12/31/2024 | PITTSBURGH, PA | |
IA | 12/21/2017 - 12/20/2018 | PITTSBURGH, PA | |
B | 12/20/2017 - 12/20/2018 | PITTSBURGH, PA | |
B | 01/29/2016 - 11/30/2016 | DURHAM, NC |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.