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Detailed Report
Samantha Lyn Vicchiarelli
Samantha L Vicchiarelli
CRD#: 6580491
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Investment Adviser
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Previous Broker
ALEXIS ADVISORSCRD#: 167075 New Cumberland, PA
Registration History
20172018201920202021202220232024202520262 FIRMS2017 - 2023 (6 years)IAALEXIS ADVISORS (CRD# 167075)2023 - Present (1 year)
License(s)

State Registrations

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Pennsylvania 1/22/2025
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Virginia 5/17/2023
Current Registration(s)
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ALEXIS ADVISORS (CRD#:167075)
New Cumberland, PA
Registered with this firm since 5/17/2023
Previous Registration(s)
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 05/08/2017 - 04/20/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) EGG HARBOR TOWNSHIP, NJ
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 01/30/2017 - 04/20/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) EGG HARBOR TOWNSHIP, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.