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John Eldridge Morton
CRD#: 6580382
IA
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KEYSTONE FINANCIAL GROUP, LLCCRD#: 170201 134 N Maysville Rd
P.O. Box 874
Mt. Sterling, KY 40353
P.O. Box 874
Mt. Sterling, KY 40353
LPL FINANCIAL LLCCRD#: 6413 611 TIGHLMAN WAY, SUITE A
MT STERLING, KY 40353
MT STERLING, KY 40353
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Disclosures
8
Years of Experience
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State Registrations
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Alabama 11/22/2017
IA
Kentucky 7/14/2017
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Florida 7/31/2017
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Ohio 1/26/2018
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Indiana 9/5/2017
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Tennessee 11/27/2017
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Kentucky 6/12/2017
SRO Registrations
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Registered with this firm since 7/14/2017
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Registered with this firm since 6/12/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/13/2017 - 06/14/2017 | Lexington, KY | |
B | 03/24/2016 - 06/14/2017 | Lexington, KY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.