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Charles Osivwemu
CHARLES EDIRHE OSIVWEMU
CRD#: 6578203
IA
B
EAGLE STRATEGIES LLCCRD#: 110826 3255 WEST MARCH LANE
STE 300
STOCKTON, CA 95219
STE 300
STOCKTON, CA 95219
NYLIFE SECURITIES LLCCRD#: 5167 3255 WEST MARCH LANE
STE. 300
STOCKTON, CA 95219
STE. 300
STOCKTON, CA 95219
0
Disclosures
8
Years of Experience
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State Registrations
B
California 6/12/2024
B
Texas 9/25/2024
IA
California 8/21/2024
SRO Registrations
B
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IA
Registered with this firm since 8/21/2024
B
Registered with this firm since 6/12/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/28/2023 - 04/03/2024 | San Jose, CA | |
B | 11/28/2023 - 04/03/2024 | San Jose, CA | |
IA | 09/14/2023 - 10/20/2023 | BRENTWOOD, CA | |
B | 09/14/2023 - 10/20/2023 | BRENTWOOD, CA | |
IA | 11/07/2022 - 07/06/2023 | LODI, CA | |
B | 11/01/2022 - 07/06/2023 | LODI, CA | |
B | 03/08/2022 - 10/28/2022 | SAN RAMON, CA | |
IA | 08/03/2021 - 01/13/2022 | LODI, CA | |
B | 02/12/2021 - 01/13/2022 | LODI, CA | |
B | 12/09/2015 - 03/05/2021 | STOCKTON, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.