Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
ABBY E MILNER
ABBY E BAILEY, ABBY MILNER
CRD#: 6578076
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 3280 PEACHTREE RD NE STE 400
ATLANTA, GA 30305
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2017 - 2020 (3 years)2 FIRMS2020 - 2021 (1 year)2 FIRMS2021 - Present (3 years)BCETERA INVESTMENT SERVICES LLC (CRD# 15340)2015 - 2017 (1 year)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2016 - 2017 (1 year)
License(s)

State Registrations

B
Georgia 9/8/2021
B
South Carolina 9/8/2021
IA
Georgia 9/27/2021

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
3280 PEACHTREE RD NE STE 400, ATLANTA, GA 30305
Registered with this firm since 9/10/2021
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
3280 PEACHTREE RD NE STE 400, ATLANTA, GA 30305
Registered with this firm since 9/8/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/11/2020 - 08/31/2021 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) ALBANY, GA
B
 06/08/2020 - 08/31/2021 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) ALBANY, GA
IA
 04/19/2017 - 06/05/2020 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) ALBANY, GA
B
 04/17/2017 - 06/05/2020 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) ALBANY, GA
IA
 02/15/2016 - 04/04/2017 CETERA INVESTMENT ADVISERS LLC (CRD#:105644) ALBANY, GA
B
 12/22/2015 - 04/04/2017 CETERA INVESTMENT SERVICES LLC (CRD#:15340) ALBANY, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.