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Detailed Report
ALISON RACHEL GREEN
ALI GREEN, ALISON GREEN
CRD#: 6577058
IA
Investment Adviser
B
Broker
FIDELITY INSTITUTIONAL WEALTH ADVISER LLCCRD#: 301896 500 Salem Street
SMITHFIELD, RI 02917-1288
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 500 SALEM STREET
SMITHFIELD, RI 02917
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2022 - Present (2 years)IAFIDELITY INSTITUTIONAL WEALTH ... (CRD# 301896)2023 - Present (1 year)BMML INVESTORS SERVICES, LLC (CRD# 10409)2015 - 2022 (6 years)
License(s)

State Registrations

B
Massachusetts 5/8/2023
IA
Rhode Island 5/22/2023
IA
Massachusetts 6/30/2023
B
Texas 5/6/2023
B
Rhode Island 5/11/2023
IA
Texas 5/22/2023

SRO Registrations

B
 Cboe C2 Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC (CRD#:301896)
500 Salem Street, SMITHFIELD, RI 02917-1288
WESTFIELD, MA
Registered with this firm since 5/22/2023
B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
500 SALEM STREET, SMITHFIELD, RI 02917
WESTFIELD, MA
Registered with this firm since 12/7/2022
B
NATIONAL FINANCIAL SERVICES LLC (CRD#:13041)
500 SALEM STREET, SMITHFIELD, RI 02917
WESTFIELD, MA
Registered with this firm since 10/10/2022
Previous Registration(s)
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B
 12/09/2015 - 03/16/2022 MML INVESTORS SERVICES, LLC (CRD#:10409) SPRINGFIELD, MA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.