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Detailed Report
Nicole Ann Campbell
Nicole Ann Busch
CRD#: 6576056
IA
Investment Adviser
FORUM FINANCIAL MANAGEMENT, LPCRD#: 145706 1900 SOUTH HIGHLAND AVENUE
SUITE 100
LOMBARD, IL 60148
Registration History
201520162017201820192020202120222023202420252026IAFORUM FINANCIAL MANAGEMENT, LP (CRD# 145706)2015 - Present (9 years)
License(s)

State Registrations

IA
Illinois 11/12/2015
IA
Texas 7/17/2019
Current Registration(s)
IA
FORUM FINANCIAL MANAGEMENT, LP (CRD#:145706)
1900 SOUTH HIGHLAND AVENUE SUITE 100, LOMBARD, IL 60148
Registered with this firm since 11/12/2015
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.