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Austin Davis Oman
CRD#: 6576045
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 999 PEACHTREE ST NE
STE 2820
ATLANTA, GA 30309-4413
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2018 - Present (6 years)BE*TRADE SECURITIES LLC (CRD# 29106)2015 - 2018 (2 years)
License(s)

State Registrations

B
Alabama 10/25/2023

B
New Hampshire 10/28/2020

B
Arizona 5/31/2023

B
New Mexico 7/11/2023

B
California 5/10/2019

B
New York 5/10/2019

B
Colorado 5/10/2019

B
North Carolina 5/10/2019

B
District of Columbia 5/10/2019

B
Ohio 5/13/2019

B
Florida 5/10/2019

B
Oregon 5/10/2019

B
Georgia 8/23/2018

B
South Carolina 5/10/2019

IA
Georgia 11/16/2018

B
Tennessee 6/8/2022

B
Idaho 5/10/2019

B
Texas 5/10/2019

B
Illinois 11/2/2020

IA
Texas 5/10/2019

B
Indiana 11/15/2024

B
Utah 5/10/2019

B
Massachusetts 5/10/2019

B
Washington 5/10/2019

B
Minnesota 3/3/2021

B
Wyoming 9/13/2022

B
Missouri 1/6/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
999 PEACHTREE ST NE STE 2820, ATLANTA, GA 30309-4413
Atlanta, GA
Registered with this firm since 11/16/2018

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
999 PEACHTREE ST NE STE 2820, ATLANTA, GA 30309-4413
Atlanta, GA
Registered with this firm since 8/23/2018

Previous Registration(s)
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B
12/28/2015 - 08/24/2018 E*TRADE SECURITIES LLC (CRD#:29106) ALPHARETTA, GA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.