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VINH PHUONG
CRD#: 6575508
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 65 NORTH WINCHESTER BLVD
SANTA CLARA, CA 95050
Registration History
201620172018201920202021202220232024202520262 FIRMS2016 - 2017 (1 year)2 FIRMS2017 - Present (7 years)
License(s)

State Registrations

B
Alabama 10/20/2020

B
Minnesota 12/19/2023

B
Arizona 3/7/2019

B
Missouri 12/19/2023

B
Arkansas 4/21/2022

B
Nevada 3/7/2019

B
California 12/20/2017

B
New Jersey 3/7/2019

IA
California 12/20/2017

B
New Mexico 3/7/2019

B
Colorado 4/26/2018

B
New York 3/7/2019

B
Connecticut 12/15/2020

B
North Carolina 3/7/2019

B
District of Columbia 3/22/2022

B
Ohio 6/30/2019

B
Florida 3/7/2019

B
Oregon 3/7/2019

B
Georgia 2/3/2022

B
Pennsylvania 3/7/2019

B
Hawaii 3/7/2019

B
South Carolina 3/10/2021

B
Idaho 3/7/2019

B
Tennessee 3/7/2019

B
Illinois 6/2/2020

B
Texas 4/3/2018

B
Indiana 12/12/2022

IA
Texas 4/3/2018

B
Iowa 5/1/2020

B
Utah 8/10/2021

B
Kansas 8/28/2020

B
Vermont 3/7/2019

B
Kentucky 2/7/2022

B
Virginia 3/7/2019

B
Maryland 5/18/2022

B
Washington 3/7/2019

B
Massachusetts 1/3/2023

B
Wyoming 7/20/2023

B
Michigan 3/7/2019

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
65 NORTH WINCHESTER BLVD, SANTA CLARA, CA 95050
Registered with this firm since 12/20/2017

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
65 NORTH WINCHESTER BLVD, SANTA CLARA, CA 95050
Registered with this firm since 12/20/2017

Previous Registration(s)
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IA
06/15/2016 - 10/04/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN JOSE, CA
B
03/11/2016 - 10/04/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN JOSE, CA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.