Individual Firm
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ARDAVAN MOVASSAGHI
CRD#: 6575292
IA
B
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 8 MONTGOMERY STREET
SAN FRANCISCO, CA 94104-4625
SAN FRANCISCO, CA 94104-4625
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 8 MONTGOMERY STREET
SAN FRANCISCO, CA 94104
SAN FRANCISCO, CA 94104
0
Disclosures
6
Years of Experience
View By:
State Registrations
B
California 1/11/2024
B
New York 1/23/2025
IA
California 1/18/2024
B
Ohio 6/13/2024
B
Florida 3/1/2024
B
Oregon 1/23/2025
B
Maine 1/23/2025
B
Texas 1/23/2025
SRO Registrations
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 1/18/2024
B
Registered with this firm since 1/11/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/21/2020 - 12/07/2023 | SAN RAFAEL, CA | |
B | 02/21/2020 - 12/07/2023 | SAN RAFAEL, CA | |
IA | 09/28/2018 - 02/24/2020 | MILL VALLEY, CA | |
B | 07/05/2018 - 02/24/2020 | MILL VALLEY, CA |
MILL VALLEY, CA
09/28/2018 - 02/24/2020
MILL VALLEY, CA
07/05/2018 - 02/24/2020
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.