Individual Firm
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Hsin-Cheng Kuo
CRD#: 6574447
IA
B
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCCRD#: 2881 200 SW MARKET ST
STE 1600
PORTLAND, OR 97201
STE 1600
PORTLAND, OR 97201
0
Disclosures
9
Years of Experience
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State Registrations
B
Arizona 10/30/2023
B
Minnesota 5/31/2019
B
California 2/8/2017
B
New Hampshire 5/9/2022
B
Colorado 9/23/2021
B
New York 2/10/2020
B
Connecticut 6/22/2022
B
Oregon 10/27/2016
B
Florida 6/30/2020
IA
Oregon 10/28/2016
B
Illinois 2/8/2017
B
Texas 7/10/2017
B
Maine 9/26/2022
B
Utah 11/25/2019
B
Maryland 11/25/2019
B
Washington 2/8/2017
SRO Registrations
B
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Learn about permitted activities of registered representatives
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IA
Registered with this firm since 10/28/2016
B
Registered with this firm since 10/27/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/01/2016 - 10/12/2016 | VANCOUVER, WA | |
B | 12/16/2015 - 10/12/2016 | VANCOUVER, WA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.