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Detailed Report
BRETT KELLEY BARRETT
Brett Kelley Barrett, Brett Barrett
CRD#: 6574039
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 450 Royal Palm Way
5Th Floor
Palm Beach, FL 33480
Registration History
201920202021202220232024202520262 FIRMS2022 - Present (2 years)BCOLUMBIA MANAGEMENT INVESTMENT... (CRD# 840)2019 - 2022 (2 years)BMORGAN STANLEY (CRD# 149777)2019 - 2019 (<1 year)IACOLUMBIA MANAGEMENT INVESTMENT... (CRD# 108257)2020 - 2022 (2 years)
License(s)

State Registrations

B
Alabama 7/6/2022
B
Nebraska 7/6/2022
B
Alaska 7/6/2022
B
Nevada 7/6/2022
B
Arizona 7/6/2022
B
New Hampshire 7/6/2022
B
Arkansas 7/6/2022
B
New Jersey 7/6/2022
B
California 7/6/2022
B
New Mexico 7/6/2022
B
Colorado 7/6/2022
B
New York 7/6/2022
B
Connecticut 7/6/2022
B
North Carolina 7/6/2022
B
Delaware 7/6/2022
B
North Dakota 7/6/2022
B
District of Columbia 7/6/2022
B
Ohio 7/6/2022
B
Florida 7/6/2022
B
Oklahoma 7/6/2022
IA
Florida 7/7/2022
B
Oregon 7/6/2022
B
Georgia 7/6/2022
B
Pennsylvania 7/6/2022
B
Hawaii 7/6/2022
B
Puerto Rico 7/6/2022
B
Idaho 7/6/2022
B
Rhode Island 7/6/2022
B
Illinois 7/6/2022
B
South Carolina 7/6/2022
B
Indiana 7/6/2022
B
South Dakota 7/6/2022
B
Iowa 7/6/2022
B
Tennessee 7/6/2022
B
Kansas 7/6/2022
B
Texas 7/6/2022
B
Kentucky 7/6/2022
IA
Texas 7/7/2022
B
Louisiana 7/6/2022
B
Utah 7/6/2022
B
Maine 7/6/2022
B
Vermont 7/6/2022
B
Maryland 7/6/2022
B
Virgin Islands 7/6/2022
B
Massachusetts 7/6/2022
B
Virginia 7/6/2022
B
Michigan 7/6/2022
B
Washington 7/6/2022
B
Minnesota 7/6/2022
B
West Virginia 7/6/2022
B
Mississippi 7/6/2022
B
Wisconsin 7/6/2022
B
Missouri 7/6/2022
B
Wyoming 7/6/2022
B
Montana 7/6/2022

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
450 Royal Palm Way 5Th Floor, Palm Beach, FL 33480
Registered with this firm since 7/7/2022
B
MORGAN STANLEY (CRD#:149777)
450 Royal Palm Way 5Th Floor, Palm Beach, FL 33480
Registered with this firm since 7/6/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/07/2020 - 06/23/2022 COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC (CRD#:108257) BOSTON, MA
B
 10/29/2019 - 06/23/2022 COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (CRD#:840) BOSTON, MA
B
 07/02/2019 - 10/30/2019 MORGAN STANLEY (CRD#:149777) BOSTON, MA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.