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BATOWA YEMBEY KADJAKA
BATOWA KADJAKA, Lucas Kadjaka
CRD#: 6573849
IA
B
PNC INVESTMENTSCRD#: 129052 782 WEST LANCASTER AVENUE
WAYNE, PA 19087
WAYNE, PA 19087
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4/7/2021
Financial
Pending
1/8/2021
Financial
Final
State Registrations
B
Pennsylvania 6/3/2024
IA
Pennsylvania 6/3/2024
SRO Registrations
B
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IA
Registered with this firm since 6/3/2024
B
Registered with this firm since 5/31/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/02/2021 - 12/18/2023 | KING OF PRUSSIA, PA | |
B | 12/01/2015 - 12/15/2023 | PHILADELPHIA, PA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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