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Detailed Report
Thomas James Giunta
CRD#: 6573701
IA
Investment Adviser
B
Broker
EQUITABLE ADVISORS, LLCCRD#: 6627 2255 GLADES ROAD
SUITE 412E
BOCA RATON, FL 33431
Registration History
201620172018201920202021202220232024202520262 FIRMS2016 - Present (8 years)
License(s)

State Registrations

B
Arizona 2/5/2025
B
New Jersey 5/2/2016
IA
Arizona 2/19/2025
IA
New Jersey 5/5/2016
B
California 9/22/2021
B
New York 6/23/2016
IA
California 9/9/2022
IA
New York 9/23/2021
B
Colorado 12/10/2021
B
Ohio 4/13/2021
IA
Colorado 12/17/2021
IA
Ohio 2/10/2025
B
Connecticut 1/6/2022
B
Oregon 9/7/2022
IA
Connecticut 1/7/2022
IA
Oregon 9/13/2022
B
Florida 8/8/2018
B
Rhode Island 1/23/2025
IA
Florida 2/9/2021
IA
Rhode Island 1/27/2025
B
Georgia 9/5/2024
B
Texas 8/16/2021
IA
Georgia 2/7/2025
IA
Texas 8/19/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EQUITABLE ADVISORS, LLC (CRD#:6627)
2255 GLADES ROAD SUITE 412E, BOCA RATON, FL 33431
16 DRIGGS STREET TOP FLOOR RIGHT, STATEN ISLAND, NY 10308
Registered with this firm since 5/5/2016
B
EQUITABLE ADVISORS, LLC (CRD#:6627)
2255 GLADES ROAD SUITE 412E, BOCA RATON, FL 33431
16 DRIGGS STREET TOP FLOOR RIGHT, STATEN ISLAND, NY 10308
Registered with this firm since 3/12/2016
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.