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Detailed Report
Lana Smith
LANA KAYE SMITH, Lana K Wheelus
CRD#: 6572941
IA
Investment Adviser
B
Broker
ALLSTATE FINANCIAL ADVISORS, LLCCRD#: 109524 151 N 8th St Ste 450
Lincoln, NE 68508-1380
ALLSTATE FINANCIAL SERVICES, LLCCRD#: 18272 Black River, NY
Registration History
201920202021202220232024202520262 FIRMS2019 - 2020 (1 year)2 FIRMS2022 - Present (3 years)BSTATE FARM VP MANAGEMENT CORP. (CRD# 43036)2020 - 2020 (<1 year)
License(s)

State Registrations

B
Nebraska 3/3/2022
IA
New York 6/28/2024
B
New York 6/27/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
ALLSTATE FINANCIAL SERVICES, LLC (CRD#:18272)
Black River, NY
Registered with this firm since 3/3/2022
IA
ALLSTATE FINANCIAL ADVISORS, LLC (CRD#:109524)
151 N 8th St Ste 450, Lincoln, NE 68508-1380
Registered with this firm since 3/2/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 07/09/2020 - 07/30/2020 STATE FARM VP MANAGEMENT CORP. (CRD#:43036) BLOOMINGTON, IL
IA
 04/03/2019 - 05/19/2020 FIRST COMMAND ADVISORY SERVICES (CRD#:281958) Colorado Springs, CO
B
 02/22/2019 - 05/19/2020 FIRST COMMAND FINANCIAL PLANNING, INC. (CRD#:3641) COLORADO SPRINGS, CO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.