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Detailed Report
Mary Petrone Jordan
MARY THERESA PETRONE, Mary T Petrone
CRD#: 6572556
IA
Investment Adviser
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Previous Broker
ALPHA FINANCIAL MANAGEMENT, INC.CRD#: 125800 7505 WATERS AVENUE
SUITE E-1
SAVANNAH, GA 31406-3631
Registration History
201520162017201820192020202120222023202420252026IAALPHA FINANCIAL MANAGEMENT, INC. (CRD# 125800)2023 - Present (1 year)BEDWARD JONES (CRD# 250)2015 - 2023 (7 years)IAEDWARD JONES (CRD# 250)2017 - 2023 (6 years)IAEDWARD JONES (CRD# 250)2016 - 2016 (<1 year)
Disclosure(s)
View By:
7/5/2022
Customer Dispute
Denied
License(s)

State Registrations

IA
Georgia 9/18/2023
IA
Texas 6/7/2023
IA
South Carolina 6/7/2023
Current Registration(s)
IA
ALPHA FINANCIAL MANAGEMENT, INC. (CRD#:125800)
7505 WATERS AVENUE SUITE E-1, SAVANNAH, GA 31406-3631
Registered with this firm since 6/7/2023
Previous Registration(s)
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 01/11/2017 - 06/01/2023 EDWARD JONES (CRD#:250) SAVANNAH, GA
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 12/03/2015 - 06/01/2023 EDWARD JONES (CRD#:250) SAVANNAH, GA
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 01/20/2016 - 12/31/2016 EDWARD JONES (CRD#:250) SAVANNAH, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.