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Roman Rodriguez
CRD#: 6572394
IA
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J.P. MORGAN SECURITIES LLCCRD#: 79 9055 Reseda Blvd, Floor 02
Northridge, CA 91324
Northridge, CA 91324
0
Disclosures
9
Years of Experience
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State Registrations
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Alabama 12/17/2020
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Nebraska 12/17/2020
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Alaska 12/17/2020
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Nevada 12/17/2020
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Arizona 12/17/2020
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New Hampshire 12/17/2020
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Arkansas 12/17/2020
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New Jersey 12/17/2020
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California 12/17/2020
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New Mexico 12/17/2020
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California 12/17/2020
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New York 12/17/2020
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Colorado 12/17/2020
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North Carolina 12/17/2020
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Connecticut 12/17/2020
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North Dakota 12/17/2020
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Delaware 12/17/2020
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Ohio 12/18/2020
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District of Columbia 12/17/2020
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Oklahoma 12/17/2020
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Florida 12/17/2020
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Oregon 12/17/2020
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Georgia 12/17/2020
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Pennsylvania 12/17/2020
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Hawaii 12/17/2020
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Puerto Rico 12/17/2020
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Idaho 12/17/2020
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Rhode Island 12/17/2020
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Illinois 12/17/2020
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South Carolina 12/17/2020
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Indiana 12/17/2020
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South Dakota 12/17/2020
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Iowa 12/17/2020
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Tennessee 12/17/2020
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Kansas 12/17/2020
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Texas 12/17/2020
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Kentucky 12/17/2020
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Texas 12/23/2020
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Louisiana 12/17/2020
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Utah 12/17/2020
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Maine 12/17/2020
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Vermont 12/17/2020
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Maryland 12/17/2020
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Virgin Islands 12/17/2020
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Massachusetts 12/17/2020
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Virginia 12/17/2020
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Michigan 12/17/2020
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Washington 12/17/2020
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Minnesota 12/17/2020
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West Virginia 12/17/2020
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Mississippi 12/17/2020
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Wisconsin 12/17/2020
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Missouri 12/17/2020
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Wyoming 12/17/2020
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Montana 12/17/2020
SRO Registrations
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Registered with this firm since 12/17/2020
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Registered with this firm since 12/17/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/14/2018 - 11/27/2020 | PASADENA, CA | |
B | 11/27/2018 - 11/27/2020 | PASADENA, CA | |
B | 11/23/2015 - 01/02/2019 | GLENDALE, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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