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Detailed Report
TYLER FINCH
TYLER JAMES FINCH
CRD#: 6567284
IA
Investment Adviser
B
Broker
WEALTH ENHANCEMENT ADVISORY SERVICES, LLCCRD#: 116407 2601 KELLEY POINTE PKWY
SUITE 202
EDMOND, OK 73013
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLCCRD#: 130139 2601 KELLEY POINTE PKWY
SUITE 202
EDMOND, OK 73013
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2024 - Present (<1 year)BLPL FINANCIAL LLC (CRD# 6413)2022 - Present (2 years)BBANCWEST INVESTMENT SERVICES, INC. (CRD# 29357)2015 - 2022 (6 years)IAHOUSEHOLDER GROUP ESTATE & RET... (CRD# 169045)2022 - 2024 (2 years)IABANCWEST INVESTMENT SERVICES, ... (CRD# 29357)2016 - 2022 (6 years)
License(s)

State Registrations

B
Arizona 12/16/2022
B
Missouri 12/16/2022
B
California 1/17/2023
B
Oklahoma 7/8/2022
B
Colorado 1/17/2023
IA
Oklahoma 11/1/2024
B
Florida 12/16/2022
B
Texas 7/8/2022
B
Kansas 12/16/2022
IA
Texas 11/1/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC (CRD#:130139)
2601 KELLEY POINTE PKWY SUITE 202, EDMOND, OK 73013
Registered with this firm since 12/9/2024
IA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC (CRD#:116407)
2601 KELLEY POINTE PKWY SUITE 202, EDMOND, OK 73013
Registered with this firm since 11/1/2024
B
LPL FINANCIAL LLC (CRD#:6413)
2601 KELLEY POINTE PKWY #202, EDMOND, OK 73013
Registered with this firm since 7/8/2022
Previous Registration(s)
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IA
 07/08/2022 - 11/01/2024 HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS (CRD#:169045) Edmond, OK
IA
 01/04/2016 - 07/21/2022 BANCWEST INVESTMENT SERVICES, INC. (BWIS) (CRD#:29357) EDMOND, OK
B
 11/25/2015 - 07/21/2022 BANCWEST INVESTMENT SERVICES, INC. (CRD#:29357) EDMOND, OK
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.