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Josue E Gonzalez
Josue EDUARDO Gonzalez, Josue Gonzalez
CRD#: 6566895
IA
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J.P. MORGAN SECURITIES LLCCRD#: 79 9409 GARLAND ROAD
DALLAS, TX 75218
DALLAS, TX 75218
0
Disclosures
9
Years of Experience
View By:
State Registrations
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Alabama 11/17/2023
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New Mexico 4/7/2023
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California 4/22/2024
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North Carolina 1/27/2022
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Colorado 12/15/2023
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Pennsylvania 6/21/2024
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Florida 12/12/2023
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Texas 1/27/2022
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Illinois 8/29/2022
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Texas 1/27/2022
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Iowa 1/9/2024
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Washington 10/9/2024
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Learn about permitted activities of registered principals
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Registered with this firm since 1/27/2022
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Registered with this firm since 1/27/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/26/2018 - 01/03/2022 | DALLAS, TX | |
B | 04/26/2018 - 01/03/2022 | DALLAS, TX | |
IA | 02/15/2017 - 03/31/2018 | WESTLAKE, TX | |
B | 11/11/2015 - 03/21/2018 | WESTLAKE, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.