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Heather A Smith
Heather Anne McGinness
CRD#: 6564513
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 5960 Berkshire Ln Ste 1200
DALLAS, TX 75225
Registration History
201520162017201820192020202120222023202420252026IAAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)2016 - Present (9 years)BAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)2015 - Present (9 years)
License(s)

State Registrations

B
Arizona 9/12/2016

B
New York 2/23/2016

B
California 3/25/2020

B
Ohio 6/29/2018

B
Colorado 12/8/2021

B
Oklahoma 9/16/2024

B
Florida 1/13/2025

B
South Carolina 2/8/2022

B
Hawaii 6/3/2024

B
Tennessee 11/26/2019

B
Illinois 9/28/2022

B
Texas 1/11/2016

B
Louisiana 7/3/2023

IA
Texas 1/11/2016

B
Minnesota 4/26/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
5960 Berkshire Ln Ste 1200, DALLAS, TX 75225
Dallas, TX
Registered with this firm since 1/11/2016

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
5960 Berkshire Ln Ste 1200, DALLAS, TX 75225
Dallas, TX
Registered with this firm since 12/14/2015

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.