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Detailed Report
NICHOLAS PATRICK SAURO
NICHOLAS P. SAURO, NICHOLAS SAURO
CRD#: 6563629
IA
Investment Adviser
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Previous Broker
CREATIVE PLANNINGCRD#: 105348 Englewood, CO
Registration History
20162017201820192020202120222023202420252026IACREATIVE PLANNING (CRD# 105348)2023 - Present (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2018 - 2023 (4 years)BTIAA-CREF INDIVIDUAL & INSTITU... (CRD# 20472)2016 - 2017 (1 year)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2019 - 2023 (4 years)
License(s)

State Registrations

IA
Colorado 7/19/2023
Current Registration(s)
IA
CREATIVE PLANNING (CRD#:105348)
Englewood, CO
Registered with this firm since 7/19/2023
Previous Registration(s)
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 03/05/2019 - 07/10/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WAYZATA, MN
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 12/21/2018 - 07/10/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WAYZATA, MN
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 08/27/2016 - 11/08/2017 TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472) DENVER, CO
For additional information about investment advisers or broker-dealers, please visit
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.