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Detailed Report
Julian Lopez
JC LOPEZ III, JULIAN CARLOS LOPEZ III, Julian C Lopez, Julian Lopez III
CRD#: 6561929
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 4050 West Boy Scout Boulevard
Tampa, FL 33607
Registration History
201620172018201920202021202220232024202520262 FIRMS2021 - 2022 (<1 year)2 FIRMS2022 - 2023 (1 year)2 FIRMS2025 - Present (<1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2016 - 2021 (5 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2017 - 2021 (3 years)
License(s)

State Registrations

B
Alabama 1/27/2025
B
Nebraska 1/27/2025
B
Alaska 1/27/2025
B
Nevada 1/27/2025
B
Arizona 1/27/2025
B
New Hampshire 1/27/2025
B
Arkansas 1/27/2025
B
New Jersey 1/27/2025
B
California 1/27/2025
B
New Mexico 1/27/2025
B
Colorado 1/27/2025
B
New York 1/27/2025
B
Connecticut 1/27/2025
B
North Carolina 1/27/2025
B
Delaware 1/27/2025
B
North Dakota 1/27/2025
B
District of Columbia 1/27/2025
B
Ohio 1/29/2025
B
Florida 1/27/2025
B
Oklahoma 1/27/2025
IA
Florida 1/28/2025
B
Oregon 1/27/2025
B
Georgia 1/27/2025
B
Pennsylvania 1/27/2025
B
Hawaii 1/27/2025
B
Puerto Rico 1/27/2025
B
Idaho 1/27/2025
B
Rhode Island 1/27/2025
B
Illinois 1/27/2025
B
South Carolina 1/27/2025
B
Indiana 1/27/2025
B
South Dakota 1/27/2025
B
Iowa 1/27/2025
B
Tennessee 1/27/2025
B
Kansas 1/27/2025
B
Texas 1/27/2025
B
Kentucky 1/27/2025
IA
Texas 1/27/2025
B
Louisiana 1/27/2025
B
Utah 1/27/2025
B
Maine 1/27/2025
B
Vermont 1/27/2025
B
Maryland 1/27/2025
B
Virgin Islands 1/27/2025
B
Massachusetts 1/27/2025
B
Virginia 1/27/2025
B
Michigan 1/27/2025
B
Washington 1/27/2025
B
Minnesota 1/27/2025
B
West Virginia 1/27/2025
B
Mississippi 1/27/2025
B
Wisconsin 1/27/2025
B
Missouri 1/27/2025
B
Wyoming 1/27/2025
B
Montana 1/27/2025

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
4050 West Boy Scout Boulevard, Tampa, FL 33607
Registered with this firm since 1/27/2025
B
MORGAN STANLEY (CRD#:149777)
4050 West Boy Scout Boulevard, Tampa, FL 33607
Registered with this firm since 1/27/2025
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/28/2022 - 12/18/2023 EMPOWER ADVISORY GROUP, LLC (CRD#:112058) JACKSONVILLE, FL
B
 10/07/2022 - 12/18/2023 EMPOWER FINANCIAL SERVICES, INC. (CRD#:13109) GREENWOOD VILLAGE, CO
IA
 12/08/2021 - 08/19/2022 FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590) JACKSONVILLE, FL
B
 12/02/2021 - 08/15/2022 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) JACKSONVILLE, FL
IA
 06/26/2017 - 05/14/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ORMOND BEACH, FL
B
 05/23/2016 - 05/14/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ORMOND BEACH, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.