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William Winters
CRD#: 6561554
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 70 N. PUTT CORNERS RD
NEW PALTZ, NY 12561
CETERA FINANCIAL SPECIALISTS LLCCRD#: 10358 70 N. PUTT CORNERS ROAD
NEW PALTZ, NY 12561
Registration History
201620172018201920202021202220232024202520262 FIRMS2016 - Present (8 years)
License(s)

State Registrations

B
Colorado 11/21/2023

B
New York 7/25/2016

B
Connecticut 5/29/2019

IA
New York 3/31/2021

B
Massachusetts 5/12/2017

B
Pennsylvania 2/14/2025

B
New Jersey 7/25/2016

B
South Carolina 7/19/2021

IA
New Jersey 7/28/2016

B
Washington 7/28/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
70 N. PUTT CORNERS RD, NEW PALTZ, NY 12561
Registered with this firm since 7/28/2016

B
CETERA FINANCIAL SPECIALISTS LLC (CRD#:10358)
70 N. PUTT CORNERS ROAD, NEW PALTZ, NY 12561
Registered with this firm since 4/5/2016

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.