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Najee Sanders
NAJEE I SANDERS
CRD#: 6560314
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 3455 PEACHTREE RD NE
ATLANTA, GA 30326
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2019 - Present (5 years)BDAVID LERNER ASSOCIATES, INC. (CRD# 5397)2019 - 2019 (<1 year)BHSBC SECURITIES (USA) INC. (CRD# 19585)2016 - 2017 (1 year)BFORESTERS FINANCIAL SERVICES, INC. (CRD# 305)2015 - 2016 (<1 year)
Disclosure(s)
View By:
12/5/2017
Criminal
Final Disposition
License(s)

State Registrations

B
Alabama 11/16/2021

B
Nebraska 11/18/2021

B
Alaska 11/18/2021

B
Nevada 11/29/2021

B
Arizona 11/29/2021

B
New Hampshire 11/17/2021

B
Arkansas 11/16/2021

B
New Jersey 9/9/2019

B
California 11/12/2019

IA
New Jersey 10/1/2019

B
Colorado 11/16/2021

B
New Mexico 11/17/2021

B
Connecticut 11/16/2021

B
New York 2/13/2020

B
Delaware 11/18/2021

B
North Carolina 11/17/2021

B
District of Columbia 11/17/2021

B
North Dakota 11/22/2021

B
Florida 5/13/2020

B
Ohio 11/16/2021

B
Georgia 3/2/2021

B
Oklahoma 11/16/2021

IA
Georgia 10/19/2021

B
Oregon 11/24/2021

B
Hawaii 12/13/2021

B
Pennsylvania 11/19/2021

B
Idaho 11/16/2021

B
Puerto Rico 11/22/2021

B
Illinois 3/29/2021

B
Rhode Island 11/22/2021

B
Indiana 3/1/2021

B
South Carolina 11/17/2021

B
Iowa 11/17/2021

B
South Dakota 12/8/2021

B
Kansas 11/17/2021

B
Tennessee 11/19/2021

B
Kentucky 11/17/2021

B
Texas 6/15/2020

B
Louisiana 11/22/2021

IA
Texas 6/15/2020

B
Maine 11/16/2021

B
Utah 11/22/2021

B
Maryland 11/16/2021

B
Vermont 11/16/2021

B
Massachusetts 11/17/2021

B
Virgin Islands 11/19/2021

B
Michigan 11/19/2021

B
Virginia 11/17/2021

B
Minnesota 11/17/2021

B
Washington 11/16/2021

B
Mississippi 11/16/2021

B
West Virginia 11/29/2021

B
Missouri 11/18/2021

B
Wisconsin 11/19/2021

B
Montana 11/17/2021

B
Wyoming 11/19/2021

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3455 PEACHTREE RD NE, ATLANTA, GA 30326
Registered with this firm since 10/1/2019

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3455 PEACHTREE RD NE, ATLANTA, GA 30326
Registered with this firm since 9/9/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
B
06/08/2019 - 08/12/2019 DAVID LERNER ASSOCIATES, INC. (CRD#:5397) WHITE PLAINS, NY
B
09/27/2016 - 11/15/2017 HSBC SECURITIES (USA) INC. (CRD#:19585) BRONX, NY
B
12/14/2015 - 08/17/2016 FORESTERS FINANCIAL SERVICES, INC. (CRD#:305) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.