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SUSAN Kathleen MONAGHAN
SUSAN MONAGHAN, Susan K Monaghan
CRD#: 6559610
IA
Investment Adviser
B
Broker
HIGHTOWER ADVISORS, LLCCRD#: 145323 8401 N. Central Expwy.
Suite 250
Dallas, TX 75225
HIGHTOWER SECURITIES, LLCCRD#: 116681 8401 N. Central Expwy
Suite 250
Dallas, TX 75225
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2021 - 2024 (2 years)2 FIRMS2024 - Present (<1 year)IAPERSONAL CAPITAL ADVISORS CORP... (CRD# 155172)2020 - 2021 (1 year)IAMERCER GLOBAL ADVISORS INC. (CRD# 147363)2018 - 2020 (2 years)IAACT WEALTH MANAGEMENT, LLC (CRD# 155131)2015 - 2018 (2 years)
License(s)

State Registrations

B
Texas 5/30/2024

IA
Texas 5/30/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
HIGHTOWER SECURITIES, LLC (CRD#:116681)
8401 N. Central Expwy Suite 250, Dallas, TX 75225
Registered with this firm since 5/30/2024

IA
HIGHTOWER ADVISORS, LLC (CRD#:145323)
8401 N. Central Expwy. Suite 250, Dallas, TX 75225
Registered with this firm since 5/30/2024

Previous Registration(s)
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11/09/2021 - 04/09/2024 VANGUARD ADVISERS, INC. (CRD#:106715) Plano, TX
B
11/01/2021 - 04/09/2024 VANGUARD MARKETING CORPORATION (CRD#:7452) Plano, TX
IA
09/08/2020 - 09/15/2021 PERSONAL CAPITAL ADVISORS CORPORATION (CRD#:155172) Dallas, TX
IA
02/14/2018 - 09/14/2020 MERCER GLOBAL ADVISORS INC. (CRD#:147363) HOUSTON, TX
IA
11/11/2015 - 01/16/2018 ACT WEALTH MANAGEMENT, LLC (CRD#:155131) PLANO, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.