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Detailed Report
Marina Michelle Merkouris
MARINA Michelle MERKOURIS, Marina M Merkouris
CRD#: 6558983
IA
Investment Adviser
B
Broker
RBC CAPITAL MARKETS, LLCCRD#: 31194 300B Drakes Landing Road
STE 155
Greenbrae, CA 94904
Registration History
201620172018201920202021202220232024202520262 FIRMS2016 - 2019 (3 years)2 FIRMS2019 - Present (5 years)
License(s)

State Registrations

B
Alabama 10/3/2023
B
Nebraska 10/3/2023
B
Alaska 12/12/2019
B
Nevada 10/3/2023
B
Arizona 12/12/2019
B
New Hampshire 10/3/2023
B
Arkansas 10/3/2023
B
New Jersey 10/3/2023
B
California 12/12/2019
B
New Mexico 12/12/2019
IA
California 12/13/2019
B
New York 12/12/2019
B
Colorado 10/27/2022
B
North Carolina 12/12/2019
B
Connecticut 10/3/2023
B
North Dakota 10/3/2023
B
Delaware 10/3/2023
B
Ohio 11/20/2023
B
District of Columbia 10/3/2023
B
Oklahoma 10/3/2023
B
Florida 12/12/2019
B
Oregon 12/12/2019
B
Georgia 6/15/2021
B
Pennsylvania 10/3/2023
B
Hawaii 10/3/2023
B
Puerto Rico 11/20/2023
B
Idaho 12/12/2019
B
Rhode Island 11/20/2023
B
Illinois 12/12/2019
B
South Carolina 11/20/2023
B
Indiana 10/3/2023
B
South Dakota 11/20/2023
B
Iowa 10/3/2023
B
Tennessee 8/12/2022
B
Kansas 12/12/2019
B
Texas 12/12/2019
B
Kentucky 10/3/2023
IA
Texas 12/12/2019
B
Louisiana 9/20/2023
B
Utah 12/12/2019
B
Maine 12/12/2019
B
Vermont 11/20/2023
B
Maryland 10/3/2023
B
Virgin Islands 11/20/2023
B
Massachusetts 12/12/2019
IA
Virgin Islands 11/22/2023
B
Michigan 10/3/2023
B
Virginia 12/12/2019
B
Minnesota 1/6/2020
B
Washington 11/20/2023
B
Mississippi 10/3/2023
B
West Virginia 11/20/2023
B
Missouri 2/21/2020
B
Wisconsin 11/20/2023
B
Montana 12/12/2019
B
Wyoming 11/20/2023

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX PEARL, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RBC CAPITAL MARKETS, LLC (CRD#:31194)
300B Drakes Landing Road STE 155, Greenbrae, CA 94904
Novato, CA
Registered with this firm since 12/12/2019
B
RBC CAPITAL MARKETS, LLC (CRD#:31194)
300B Drakes Landing Road STE 155, Greenbrae, CA 94904
Novato, CA
Registered with this firm since 12/12/2019
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/28/2016 - 12/12/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN FRANCISCO, CA
B
 04/18/2016 - 12/12/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN FRANCISCO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.